14 Topics
5 Days
Programme Overview
Training Description
Who Should Attend
• Compliance officers and AML specialists
• Structured finance professionals and securitization analysts
• Risk managers and internal auditors
• Legal and regulatory professionals in finance
• Investment bankers and underwriters
• Professionals at credit rating agencies
• Senior management and board members
• Financial regulators and policymakers
Session Objectives
- Master the core principles of due diligence in structured finance.
- Develop a systematic approach for conducting due diligence on asset pools.
- Identify and mitigate legal, financial, and operational risks.
- Understand the role of third-party reviews and independent audits.
- Produce a comprehensive due diligence report for stakeholders.
- Evaluate the compliance and operational capabilities of servicers.
- Recognize red flags and potential areas of fraud.
- Navigate regulatory expectations for due diligence documentation.
- Learn best practices for post-closing and ongoing monitoring.
About the Course
The success and integrity of any securitization transaction hinge on the rigor and thoroughness of its due diligence process. In today's dynamic and complex financial markets, insufficient or flawed due diligence can lead to significant financial losses, legal disputes, and a loss of investor confidence. While traditional due diligence focuses on financial and legal aspects, a modern approach must also encompass operational, technological, and environmental, social, and governance (ESG) factors. This comprehensive training course is designed to equip participants with the skills to navigate this complexity, ensuring every transaction is built on a foundation of transparency and sound risk management.
This intensive 10-day program offers a deep dive into the best practices for due diligence across the entire securitization lifecycle. We will explore the critical steps for evaluating asset pools, assessing the capabilities of servicers and originators, and verifying the accuracy of legal documentation. Through a combination of practical case studies, interactive workshops, and expert-led sessions, you will learn to identify key risk factors, implement a structured due diligence plan, and produce a high-quality due diligence report that meets the expectations of investors, regulators, and rating agencies. By the end of this course, you will be proficient in safeguarding transactions and enhancing their credibility in the capital markets.
Curriculum & Topics
14 Topics | 5 Days
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